Broker Check


We serve many roles in our clients’ lives, and our clients partner with us in many different ways. Primarily, we have three models of advising:


  • You are best suited to a full-service model if you want a partner in every aspect of your financial life. You want investment management, financial planning, and a person who can answer any other questions that come throughout life. 
  • We charge an advisory fee to your account that is a percentage of your assets. 
  • The services offered in this model include investment management, financial planning services, and at least one annual review meeting with check-in phone calls throughout the year as needed.

Financial Planning

  • You are best suited to the financial planning model if you prefer to manage your own investments or have your assets primarily in retirement plans through work but would like to work with a financial professional to organize your financial life and plan for your goals. This is for those who would like a one-time financial plan.
  • Contact us for a quote based on your needs. 
  • We will meet with you multiple times to gather information and develop an individualized plan with action steps for your success.

Ongoing advising

  • You are best suited to this model if you would like to have a continuing relationship with an advisor. You don’t need investment management, but you would like to have periodic check-ins regarding your accounts and a source for financial guidance. 
  • Contact us for a quote based on your needs. 
  • We will conduct an initial financial plan and meet at least twice a year to check in on your progress. 

For more information about our firm and the services we offer, send us a quick email or call the office. We would welcome the opportunity to speak with you. |  530.345.1400